HONG KONG REGULATOR FINES UBS FOR OVERCHARGING CLIENTS

Hong Kong's Securities and Futures Commission (SFC) has fined UBS AG (UBS) 400 million HK dollars (about 51.11 million U.S. dollars) for overcharging its clients over a decade and for related serious systemic internal control failures.

Ecns.cn (Date:11/12/2019 07:17) Read full article >>

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